Explore insightful articles and video interviews with attorneys discussing legal issues surrounding financial markets, including securities regulation and compliance. Discover resources explaining the legal frameworks governing stock exchanges and investment activities, as well as definitions of key financial legal terms. Stay informed on the latest legal developments affecting investors, brokers, and financial institutions.
Securities law compliance forms the foundation of U.S. financial market regulation, encompassing federal rules from the Securities Acts of 1933 and 1934. These laws require full disclosure, prohibit fraud, and establish registration requirements to protect investors and maintain fair markets.
Securities Law Guide: Federal Rules and Compliance Read More »
Backdation exists when a near-month futures contract trades below a longer-dated contract for the same underlying. It commonly signals tight current supply or strong near-term demand and can affect hedging costs, roll yield, and disclosure/market conduct issues. This article explains backdation’s mechanics, market implications, and key legal considerations for securities and futures traders. In the
How to Navigate Backdation in Securities Trading Read More »
Backwardation occurs when a futures contract trades below the current spot price (or below nearer-dated futures), often signaling tight near-term supply and strong immediate demand. In commodity and financial markets, this pricing structure can affect hedging costs, roll yield, inventory decisions, and the behavior of market participants. This article explains how backwardation works and examines
Backwardation in Financial and Commodity Markets: A Legal Perspective Read More »
