Securities Regulation

Covers laws and regulatory guidance governing the offer, sale, and trading of securities, including registration and disclosure requirements, exemptions, broker-dealer and investment adviser rules, and ongoing reporting obligations. Also addresses compliance and enforcement issues such as insider trading, market manipulation, shareholder communications, and SEC investigations and penalties.

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Are You an ‘Accredited Investor’? The New Rules That Open Crypto Funds to You

Are You an ‘Accredited Investor’? The New Rules That Open Crypto Funds to You

An “accredited investor” is someone who meets SEC thresholds—typically $200,000 annual income ($300,000 with spouse) or $1 million net worth excluding a primary home. Recent SEC updates also let some investors qualify via certain professional licenses or “knowledgeable employee” status, expanding access to private crypto funds. This article explains the definitions, new eligibility paths, and […]
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